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CIK 0001398733 · Non-accelerated filer<br>Smaller reporting company

Aquestive Therapeutics, Inc.

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Ticker
AQST
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208623253
Phone
908-941-1900
Business address
184 LIBERTY CORNER ROAD, SUITE 305, WARREN, NJ
Former names
MonoSol Rx, Inc.
Open-market buys, last 90 days
$99,331
in 1 filing
Open-market sales, last 90 days
$378,930
in 4 filings, $379K under 10b5-1 plans

Net −$279,599. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 92 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-03-11 Krop Julie Director Grant or award · Non-Qualified Stock Option (right to buy) +28,500 28,500
2021-03-11 TOTH A ERNEST JR Interim CFO Grant or award · Non-Qualified Stock Option (right to buy) +2,500 2,500
2021-03-11 Marshall Ken W. SVP, Chief Commercial Officer Grant or award · Non-Qualified Stock Option (right to buy) +40,000 40,000
2021-03-11 BRAENDER LORI J SVP, General Counsel Grant or award · Non-Qualified Stock Option (right to buy) +75,000 75,000
2021-03-11 Kendall Keith J CEO and President Grant or award · Non-Qualified Stock Option (right to buy) +250,000 250,000
2021-03-11 Taglietti Marco Director Grant or award · Non-Qualified Stock Option (right to buy) +28,500 28,500
2021-03-11 Schobel Alexander Mark Chief Innovation/Tech Officer Grant or award · Non-Qualified Stock Option (right to buy) +70,000 70,000
2021-03-11 Barber Daniel SVP-Chief Operating Officer Grant or award · Non-Qualified Stock Option (right to buy) +100,000 100,000
2021-03-11 Boyd Peter E. SVP-Bus. Process & Info. Tech. Grant or award · Non-Qualified Stock Option (right to buy) +35,000 35,000
2021-03-09 BRATTON DOUGLAS K 10% owner Gift −62,500 12,585
2021-02-10 Schobel Alexander Mark Chief Innovation/Tech Officer Sale −23,460 $6.75 $158K 837,000
2021-02-09 Schobel Alexander Mark Chief Innovation/Tech Officer Sale −11,540 $6.75 $78K 860,460
2021-02-08 Schobel Alexander Mark Chief Innovation/Tech Officer Sale −40,792 $6.50 $265K 872,000
2020-12-30 Kendall Keith J CEO and President Gift −1,000 638,149
2020-12-30 Kendall Keith J CEO and President Gift +1,000 1,000
2020-12-30 Kendall Keith J CEO and President Gift −1,000 637,149
2020-12-30 Kendall Keith J CEO and President Gift +1,000 1,000
2020-08-18 Maxwell John T. SVP-Chief Financial Officer Sale −3,000 $8.00 $24K 150,614
2020-06-30 Schobel Alexander Mark Chief Innovation/Tech Officer Option exercise +333 912,886
2020-06-30 Schobel Alexander Mark Chief Innovation/Tech Officer Shares withheld for taxes −94 $4.86 $457 912,792

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