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CIK 0001398733 · Non-accelerated filer<br>Smaller reporting company

Aquestive Therapeutics, Inc.

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Ticker
AQST
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208623253
Phone
908-941-1900
Business address
184 LIBERTY CORNER ROAD, SUITE 305, WARREN, NJ
Former names
MonoSol Rx, Inc.
Open-market buys, last 90 days
$99,331
in 1 filing
Open-market sales, last 90 days
$378,930
in 4 filings, $379K under 10b5-1 plans

Net −$279,599. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2023-08-09 Schobel Alexander Mark Chief Innovation/Tech Officer Grant or award · Performance Stock Units +50,000 50,000
2023-08-09 Marshall Ken W. SVP, Chief Commercial Officer Grant or award · Performance Stock Units +75,000 75,000
2023-08-09 Jung Cassie SVP, Operations Grant or award · Performance Stock Units +55,000 55,000
2023-08-09 Kraus Carl N Chief Medical Officer Grant or award +150,000 150,000
2023-06-21 BROWN GREGORY B Director Grant or award · Stock Option (Right to Purchase) +25,000 25,000
2023-06-21 Krop Julie Director Grant or award · Stock Option (Right to Purchase) +25,000 25,000
2023-06-21 MORRIS TIMOTHY E Director Grant or award · Stock Option (right to purchase) +25,000 25,000
2023-06-21 Taglietti Marco Director Grant or award · Stock Option (Right to Purchase) +25,000 25,000
2023-06-21 COSTA SANTO J Director Grant or award · Stock Option (Right to Purchase) +25,000 25,000
2023-06-21 Cochran John Director Grant or award · Stock Option (Right to Purchase) +25,000 25,000
2023-05-05 Wargacki Stephen SVP, Research & Development Grant or award · Performance Stock Units +67,500 67,500
2023-05-05 TOTH A ERNEST JR SVP, Chief Financial Officer Grant or award · Performance Stock Units +70,000 70,000
2023-05-05 Schobel Alexander Mark Chief Innovation/Tech Officer Grant or award · Performance Stock Units +50,000 50,000
2023-05-05 BRAENDER LORI J SVP, General Counsel Grant or award · Performance Stock Units +75,000 75,000
2023-05-05 Barber Daniel President and CEO Grant or award · Performance Stock Units +223,500 223,500
2023-05-05 Boyd Peter E. See Remark Grant or award · Performance Stock Units +50,000 50,000
2023-05-05 Jung Cassie SVP, Operations Grant or award · Performance Stock Units +55,000 55,000
2023-05-05 Marshall Ken W. SVP, Chief Commercial Officer Grant or award · Performance Stock Units +75,000 75,000
2023-03-10 Jung Cassie SVP, Operations Shares withheld for taxes −1,365 145,936
2023-03-10 Wargacki Stephen SVP, Research & Development Shares withheld for taxes −1,981 $0.79 $2K 158,419

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