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CIK 0001603978 · Non-accelerated filer<br>Smaller reporting company

AQUABOUNTY TECHNOLOGIES INC

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Ticker
AQB
Exchange
Nasdaq
Industry
Fishing, Hunting and Trapping
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
043156167
Phone
978-648-6000
Business address
233 AYER ROAD SUITE 4, SUITE 4, HARVARD, MA, 01451
Former names
AquaBounty Technologies, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 26 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-12-17 KIRK RANDAL J 10% owner Other acquisition +20,712 20,712
2020-12-17 KIRK RANDAL J 10% owner Other acquisition +20,712 44,301
2020-12-17 KIRK RANDAL J 10% owner Other acquisition +242 44,543
2020-12-17 KIRK RANDAL J 10% owner Other acquisition +10,358 10,358
2020-12-17 KIRK RANDAL J 10% owner Other acquisition +122 11,917
2020-12-17 Fisher Theodore John Director Other acquisition +235 491
2020-12-14 HUBER RICHARD L Director Purchase +10,000 $6.50 $65K 71,311
2020-08-11 Czypinski Alana Director Purchase +4,000,000 $2.50 $10.0M 9,175,000
2020-08-11 KIRK RANDAL J 10% owner Purchase +4,000,000 $2.50 $10.0M 9,175,000
2020-08-11 HUBER RICHARD L Director Purchase +40,000 $2.50 $100K 61,311
2020-08-11 TURK JAMES C JR Director Purchase +12,000 $2.50 $30K 16,964
2020-08-11 Sterling Rick L. Director Purchase +1,200 $2.50 $3K 1,295
2020-08-11 FRANK DAVID A See Remarks Purchase +8,000 $2.50 $20K 43,000
2020-05-14 Sterling Rick L. Director Grant or award · Options to Purchase Common Stock +2,000 2,000
2020-05-14 KIRK RANDAL J 10% owner Grant or award · Option to Purchase Common Stock +2,000 2,000
2020-05-14 Czypinski Alana Director Grant or award · Option to Purchase Common Stock +2,000 2,000
2020-05-14 Fisher Theodore John Director Grant or award · Option to Purchase Common Stock +2,000 2,000
2020-03-12 FRANK DAVID A See Remarks Grant or award +14,660 14,660
2020-03-12 FRANK DAVID A See Remarks Grant or award · Options to Purchase Common Stock +12,827 12,827
2020-03-12 Rojas Alejandro See Remarks Grant or award +12,176 12,176

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