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CIK 0000715446 · Non-accelerated filer<br>Smaller reporting company

Anixa Biosciences Inc

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Ticker
ANIX
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Oct 31
Incorporated
DE
Entity type
operating
EIN
112622630
Phone
408-708-9808
Business address
3150 ALMADEN EXPRESSWAY, SUITE 250, SAN JOSE, CA, 95118
Former names
ITUS Corp, COPYTELE INC
Open-market buys, last 90 days
$291,587
in 10 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$291,587. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Titterton Lewis H jr +$183K Director 3 filings
  2. KUMAR AMIT +$79K Chief Executive Officer 5 filings
  3. Catelani Michael +$16K President, COO, & CFO 1 filing
  4. Baskies Arnold M +$14K Director 1 filing

Reading 79 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2014-01-02 KUMAR AMIT Director Other acquisition +10,471 $0.19 $2K 93,004
2014-01-02 JOHNSON BRUCE F Director Other acquisition +10,471 $0.19 $2K 6,516,428
2014-01-02 BERMAN ROBERT ANDREW President and CEO Other acquisition +5,236 $0.19 $1K 16,902
2013-11-08 KUMAR AMIT Director Grant or award · Employee Stock Options (Right to Buy) +1,000,000 1,000,000
2013-11-08 Roop John H. Sr. Vice President-Engineering Grant or award · Employee Stock Options (Right to Buy) +500,000 500,000
2013-11-08 HERMS HENRY P VP Finance and CFO Grant or award · Employee Stock Options (Right to Buy) +550,000 550,000
2013-11-08 BERMAN ROBERT ANDREW President and CEO Grant or award · Employee Stock Options (Right to Buy) +1,000,000 1,000,000
2013-11-08 Titterton Lewis H jr Director Grant or award · Employee Stock Options (Right to Buy) +3,000,000 3,000,000
2013-09-09 HERMS HENRY P VP Finance and CFO Sale −2,500 $0.22 $538 513,125
2013-09-09 HERMS HENRY P VP Finance and CFO Sale −7,500 $0.21 $2K 505,625
2013-09-09 HERMS HENRY P VP Finance and CFO Sale −27,500 $0.21 $6K 478,125
2013-09-06 HERMS HENRY P VP Finance and CFO Sale −5,000 $0.21 $1K 515,625
2013-09-05 HERMS HENRY P VP Finance and CFO Sale −3,850 $0.22 $837 566,725
2013-09-05 HERMS HENRY P VP Finance and CFO Sale −12,500 $0.21 $3K 554,225
2013-09-05 HERMS HENRY P VP Finance and CFO Sale −10,000 $0.21 $2K 544,225
2013-09-05 HERMS HENRY P VP Finance and CFO Sale −9,100 $0.21 $2K 535,125
2013-09-05 HERMS HENRY P VP Finance and CFO Sale −5,000 $0.20 $1K 530,125
2013-09-05 HERMS HENRY P VP Finance and CFO Sale −9,500 $0.20 $2K 520,625
2013-07-15 Titterton Lewis H jr Director Option exercise +1,400,000 $0.16 $224K 9,794,025
2013-07-15 Titterton Lewis H jr Director Option exercise · Common Stock Purchase Warrants (Right to Buy) −1,400,000 $0.18 $250K 0

Page 33 of 34 · 669 trades