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CIK 0000715446 · Non-accelerated filer<br>Smaller reporting company

Anixa Biosciences Inc

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Ticker
ANIX
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Oct 31
Incorporated
DE
Entity type
operating
EIN
112622630
Phone
408-708-9808
Business address
3150 ALMADEN EXPRESSWAY, SUITE 250, SAN JOSE, CA, 95118
Former names
ITUS Corp, COPYTELE INC
Open-market buys, last 90 days
$291,587
in 10 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$291,587. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-09-06 KUMAR AMIT Chief Executive Officer Grant or award · Employee Stock Option +106,667 106,667
2017-09-06 KUMAR AMIT Chief Executive Officer Returned to the company · Employee Stock Option −213,333 0
2017-09-06 KUMAR AMIT Chief Executive Officer Grant or award · Employee Stock Option +213,333 213,333
2017-09-06 KUMAR AMIT Chief Executive Officer Returned to the company · Employee Stock Option −40,000 0
2017-09-06 KUMAR AMIT Chief Executive Officer Grant or award · Employee Stock Option +40,000 40,000
2017-09-06 KUMAR AMIT Chief Executive Officer Returned to the company · Employee Stock Option −200,000 0
2017-09-06 KUMAR AMIT Chief Executive Officer Grant or award · Employee Stock Option +200,000 200,000
2017-07-06 Catelani Michael Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +200,000 200,000
2017-06-05 KUMAR AMIT Director Purchase +10,000 $0.90 $9K 124,408
2017-06-02 BERMAN ROBERT ANDREW President & CEO Purchase +100 $0.85 $85 51,653
2017-06-02 BERMAN ROBERT ANDREW President & CEO Purchase +9,900 $0.88 $9K 61,553
2017-06-02 KUMAR AMIT Director Purchase +500 $0.86 $430 104,908
2017-06-02 KUMAR AMIT Director Purchase +1,422 $0.87 $1K 106,330
2017-06-02 KUMAR AMIT Director Purchase +8,078 $0.88 $7K 114,408
2017-04-03 BERMAN ROBERT ANDREW President and CEO Option exercise +5,995 $2.38 $14K 51,553
2017-04-03 BERMAN ROBERT ANDREW President and CEO Option exercise · Subscription Right −5,995 0
2017-01-03 MONAHAN JOHN J Director Grant or award · Employee Stock Options (Right to Buy) +12,000 12,000
2017-01-03 Fox Dale Director Grant or award · Employee Stock Option (Right to Buy) +12,000 12,000
2017-01-03 Baskies Arnold M Director Grant or award · Employee Stock Option (Right to Buy) +12,000 12,000
2017-01-03 MONAHAN JOHN J Director Grant or award · Employee Stock Options (Right to Buy) +12,000 12,000

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