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CIK 0000715446 · Non-accelerated filer<br>Smaller reporting company

Anixa Biosciences Inc

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Ticker
ANIX
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Oct 31
Incorporated
DE
Entity type
operating
EIN
112622630
Phone
408-708-9808
Business address
3150 ALMADEN EXPRESSWAY, SUITE 250, SAN JOSE, CA, 95118
Former names
ITUS Corp, COPYTELE INC
Open-market buys, last 90 days
$291,587
in 10 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$291,587. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-05-08 KUMAR AMIT Chief Executive Officer Grant or award · Employee Stock Option +600,000 600,000
2018-05-08 KUMAR AMIT Chief Executive Officer Grant or award · Employee Stock Option +1,500,000 1,500,000
2018-05-08 Catelani Michael Chief Operating Officer Grant or award · Employee Stock Option +500,000 500,000
2018-04-09 WILLIAMS RICHARD H Director Sale −25,000 $4.64 $116K 25,000
2017-10-19 Titterton Lewis H jr Director Option exercise +2,400 $0.67 $2K 834,544
2017-10-19 Titterton Lewis H jr Director Option exercise · Employee Stock Option −2,400 0
2017-09-22 WILLIAMS RICHARD H Director Grant or award +50,000 50,000
2017-09-22 WILLIAMS RICHARD H Director Grant or award · Employee Stock Options (right to Buy) +50,000 50,000
2017-09-22 WILLIAMS RICHARD H Director Grant or award · Employee Stock Options (right to Buy) +50,000 50,000
2017-09-22 WILLIAMS RICHARD H Director Grant or award +50,000 100,000
2017-09-22 WILLIAMS RICHARD H Director Grant or award · Employee Stock Options (right to Buy) +50,000 50,000
2017-09-22 WILLIAMS RICHARD H Director Grant or award · Employee Stock Options (right to Buy) +50,000 50,000
2017-09-22 MONAHAN JOHN J Director Grant or award +50,000 50,000
2017-09-22 MONAHAN JOHN J Director Grant or award · Employee Stock Options (Right to Buy) +50,000 50,000
2017-09-22 Titterton Lewis H jr Director Grant or award +50,000 832,144
2017-09-22 Titterton Lewis H jr Director Grant or award · Employee Stock Options (Right to Buy) +50,000 50,000
2017-09-22 JOHNSON BRUCE F Director Grant or award +50,000 604,817
2017-09-22 JOHNSON BRUCE F Director Grant or award · Employee Stock Options (Right to Buy) +50,000 50,000
2017-09-06 Catelani Michael Chief Operating Officer Returned to the company · Employee Stock Option −50,000 0
2017-09-06 Catelani Michael Chief Operating Officer Grant or award · Employee Stock Option +50,000 50,000

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