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CIK 0001810182 · Non-accelerated filer<br>Smaller reporting company

ALX ONCOLOGY HOLDINGS INC

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Ticker
ALXO
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
850642577
Phone
650-466-7125
Business address
323 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$5,410
in 2 filings

Net −$5,410. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Lettmann Jason −$4K CHIEF EXECUTIVE OFFICER sold <1% of stake
  2. Wong Shelly −$1K SVP, FINANCE AND CAO sold <1% of stake
Date Insider Transaction Shares Price Value Owned after
2020-07-21 Pons Jaume President and CEO Conversion · Series C Convertible Preferred Stock −5,264 0
2020-07-16 Adelman Robert J 10% owner Conversion · Series C Convertible Preferred Stock −1,052,950 0
2020-07-16 Graham G. Walmsley Director Grant or award · Stock Option (right to buy) +24,009 24,009
2020-07-16 Nielsen Jack Director Grant or award · Stock Option (right to buy) +24,009 24,009
2020-07-16 Lettmann Jason Director Grant or award · Stock Option (right to buy) +24,009 24,009
2020-07-16 GOODMAN COREY S Director Grant or award · Stock Option (right to buy) +24,009 24,009
2020-07-16 Randolph Sophia Chief Medical Officer Grant or award · Employee Stock Option (right to buy) +89,657 89,657
2020-07-16 Pietzke Steffen VP Fin & Chief Acct Officer Grant or award · Employee Stock Option (right to buy) +41,789 41,789
2020-07-16 GARCIA PETER S Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +88,137 88,137
2020-07-16 Caffo Nathan Chief Business Officer Grant or award · Employee Stock Option (right to buy) +22,794 22,794
2020-07-16 Pons Jaume President &CEO Grant or award · Employee Stock Option (right to buy) +272,771 272,771
2020-05-03 Pinto Shelly VP, Finance and CAO Grant or award · Employee Stock Option (right to buy) +125,000 125,000

Page 22 of 22 · 432 trades