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CIK 0001810182 · Non-accelerated filer<br>Smaller reporting company

ALX ONCOLOGY HOLDINGS INC

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Ticker
ALXO
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
850642577
Phone
650-466-7125
Business address
323 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$5,410
in 2 filings

Net −$5,410. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Lettmann Jason −$4K CHIEF EXECUTIVE OFFICER sold <1% of stake
  2. Wong Shelly −$1K SVP, FINANCE AND CAO sold <1% of stake
Date Insider Transaction Shares Price Value Owned after
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series C Convertible Preferred Stock −18,705 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series C Convertible Preferred Stock −664,660 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series C Convertible Preferred Stock −38,660 0
2020-07-21 Adelman Robert J 10% owner Conversion +78,175 96,406
2020-07-21 Adelman Robert J 10% owner Conversion +3,100,020 3,969,789
2020-07-21 Adelman Robert J 10% owner Conversion +3,941,949 4,418,325
2020-07-21 Adelman Robert J 10% owner Purchase +850,000 $19.00 $16.1M 5,268,325
2020-07-21 Adelman Robert J 10% owner Purchase +3,000 $19.00 $57K 99,406
2020-07-21 Adelman Robert J 10% owner Conversion · Series A Convertible Preferred Stock −78,175 0
2020-07-21 Adelman Robert J 10% owner Conversion · Series A Convertible Preferred Stock −3,100,020 0
2020-07-21 Adelman Robert J 10% owner Conversion · Series A Convertible Preferred Stock −2,398,588 0
2020-07-21 Adelman Robert J 10% owner Conversion · Series B Convertible Preferred Stock −490,411 0
2020-07-21 Lettmann Jason Director Conversion +88,704 107,220
2020-07-21 Lettmann Jason Director Conversion +1,831,027 2,268,087
2020-07-21 Lettmann Jason Director Conversion +249,632 309,222
2020-07-21 Lettmann Jason Director Purchase +378,000 $19.00 $7.2M 378,000
2020-07-21 Lettmann Jason Director Conversion +1,498,984 2,023,469
2020-07-21 Lettmann Jason Director Purchase +22,000 $19.00 $418K 22,000
2020-07-21 Lettmann Jason Director Conversion +111,528 120,212
2020-07-21 Lettmann Jason Director Conversion · Series A Convertible Preferred Stock −78,175 0

Page 19 of 22 · 432 trades