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CIK 0001810182 · Non-accelerated filer<br>Smaller reporting company

ALX ONCOLOGY HOLDINGS INC

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Ticker
ALXO
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
850642577
Phone
650-466-7125
Business address
323 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$5,410
in 2 filings

Net −$5,410. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Lettmann Jason −$4K CHIEF EXECUTIVE OFFICER sold <1% of stake
  2. Wong Shelly −$1K SVP, FINANCE AND CAO sold <1% of stake
Date Insider Transaction Shares Price Value Owned after
2021-01-28 GARCIA PETER S Chief Financial Officer Option exercise +6,128 $4.08 $25K 9,128
2021-01-28 GARCIA PETER S Chief Financial Officer Option exercise · Employee Stock Option (right to buy) −6,128 146,289
2021-01-26 Pons Jaume President & CEO Option exercise +10,000 $0.99 $10K 551,346
2021-01-26 Pons Jaume President & CEO Option exercise · Employee Stock Option (right to buy) −10,000 252,179
2020-12-14 Graham G. Walmsley Director Purchase +20,000 $76.00 $1.5M 995,000
2020-07-21 LSV Associates, LLC 10% owner Conversion +1,831,027 2,268,087
2020-07-21 LSV Associates, LLC 10% owner Conversion +249,632 309,222
2020-07-21 LSV Associates, LLC 10% owner Purchase +378,000 $19.00 $7.2M 378,000
2020-07-21 LSV Associates, LLC 10% owner Conversion +1,498,984 2,023,469
2020-07-21 LSV Associates, LLC 10% owner Purchase +22,000 $19.00 $418K 22,000
2020-07-21 LSV Associates, LLC 10% owner Conversion +111,528 120,212
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series A Convertible Preferred Stock −1,633,743 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series A Convertible Preferred Stock −222,752 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series A Convertible Preferred Stock −683,523 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series A Convertible Preferred Stock −39,758 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series B Convertible Preferred Stock −59,998 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series B Convertible Preferred Stock −8,175 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series B Convertible Preferred Stock −150,801 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series B Convertible Preferred Stock −11,110 0
2020-07-21 LSV Associates, LLC 10% owner Conversion · Series C Convertible Preferred Stock −137,286 0

Page 18 of 22 · 432 trades