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CIK 0000778164 · Accelerated filer<br>Smaller reporting company

Alto Ingredients, Inc.

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Ticker
ALTO
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
412170618
Phone
916-403-2123
Business address
400 CAPITOL MALL, SUITE 2060, SACRAMENTO, CA, 95814
Former names
Pacific Ethanol, Inc., ACCESSITY CORP, DRIVERSSHIELD COM CORP, FIRST PRIORITY GROUP INC
  1. 4 Grant or award Director acquired 26,152 shares (grant or award)
  2. 4 Option exercise VP, Gen. Counsel & Secy acquired 21,746 shares (option exercise)
  3. 4 Open-market sale VP, Gen. Counsel & Secy sold 37,179 shares at $6.02 ($223,632)
  4. 4 Shares withheld for taxes Director gave up 55,155 shares (to pay taxes)
  5. 4 Open-market buy Director bought 72,800 shares at an average $3.55 ($258,714)
  6. 4 Open-market buy Co-President & Co-CEO bought 50,000 shares at an average $3.35 ($167,739)
  7. 4 Open-market buy Chief Financial Officer bought 10,000 shares at an average $3.43 ($34,250)
  8. 4 Open-market sale VP, Gen. Counsel & Secy sold 82,869 shares at $5.00 ($414,345)
  9. 4 Open-market buy Director bought 980 shares at $5.08 ($4,974)
  10. 4 Open-market buy Director bought 56,725 shares at an average $3.40 ($192,779)
  11. 4 Grant or award VP, Supply & Trading acquired 85,515 shares (grant or award)
  12. 4 Grant or award VP, Commodities & Corp Dev acquired 62,500 shares (grant or award)
  13. 4 Grant or award Co-CEO, Co-President and COO acquired 250,000 shares (grant or award)
  14. 4 Grant or award VP, Gen. Counsel & Secy acquired 85,515 shares (grant or award)
  15. 4 Grant or award Chief Financial Officer acquired 85,515 shares (grant or award)
  16. 4 Open-market buy Co-President & Co-CEO bought 1,883 shares at $0.67 ($1,262)
  17. 4 Open-market buy VP, Supply & Trading bought 20,765 shares at an average $0.82 ($17,043)
  18. 4 Returned to the company former Director returned 31,666 shares (to the company)
  19. 4 Shares withheld for taxes VP, Supply & Trading gave up 15,469 shares (to pay taxes)
  20. 4 Shares withheld for taxes VP, Commodities & Corp Dev gave up 15,019 shares (to pay taxes)

Page 7 of 36 · 704 filings