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CIK 0001737287 · Non-accelerated filer<br>Smaller reporting company

Allogene Therapeutics, Inc.

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Ticker
ALLO
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Entity type
operating
EIN
823562771
Phone
(650) 457-2700
Business address
210 EAST GRAND AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$111,656
in 2 filings

Net −$111,656. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 47 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-14 Chang David D President and CEO Shares withheld for taxes −22,340 $5.56 $124K 2,269,447
2023-03-14 SCHMIDT ERIC THOMAS Chief Financial Officer Shares withheld for taxes −35,879 $5.47 $196K 304,345
2023-03-14 MOORE ALISON Chief Technical Officer Shares withheld for taxes −8,351 $5.51 $46K 114,637
2023-03-14 Bhavnagri Veer General Counsel Shares withheld for taxes −23,628 $5.67 $134K 556,049
2023-02-13 Bhavnagri Veer General Counsel Sale −3,000 $6.85 $21K 577,677
2023-01-20 Roberts Zachary EVP of R&D Grant or award +251,908 251,908
2023-01-20 Roberts Zachary EVP of R&D Grant or award · Stock Option (Right to Buy) +873,015 873,015
2023-01-17 Bhavnagri Veer General Counsel Sale −3,000 $7.04 $21K 580,677
2022-12-15 Bhavnagri Veer General Counsel Sale −5,602 $7.53 $42K 583,677
2022-10-07 Amado Rafael EVP of R&D Grant or award +19,120 550,410
2022-10-07 Amado Rafael EVP of R&D Shares withheld for taxes −8,464 $11.83 $100K 541,946
2022-10-03 Amado Rafael EVP of R&D Shares withheld for taxes −8,968 $11.06 $99K 531,290
2022-08-12 WITTE OWEN N. Director Sale −5,000 $17.25 $86K 218,271
2022-08-12 WITTE OWEN N. Director Sale −5,000 $17.25 $86K 218,271
2022-08-11 WITTE OWEN N. Director Sale −10,000 $16.50 $165K 223,271
2022-08-11 WITTE OWEN N. Director Sale −10,000 $16.50 $165K 223,271
2022-08-02 Amado Rafael EVP of R&D and CMO Sale −2,000 $11.97 $24K 540,257
2022-07-08 Mayo Stephen Director Grant or award +35,328 35,328
2022-07-08 Mayo Stephen Director Grant or award · Stock Option (Right to Buy) +54,487 54,487
2022-07-05 Amado Rafael EVP of R&D and CMO Sale −2,000 $11.44 $23K 542,257

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