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CIK 0001737287 · Non-accelerated filer<br>Smaller reporting company

Allogene Therapeutics, Inc.

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Ticker
ALLO
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Entity type
operating
EIN
823562771
Phone
(650) 457-2700
Business address
210 EAST GRAND AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$111,656
in 2 filings

Net −$111,656. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-03-13 SCHMIDT ERIC THOMAS Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +83,500 83,500
2019-03-13 Belldegrun Arie Director Grant or award +115,333 150,333
2019-03-13 Belldegrun Arie Director Grant or award · Stock Option (Right to Buy) +195,133 195,133
2019-03-13 Chang David D President and CEO Grant or award +173,000 2,168,625
2019-03-13 Chang David D President and CEO Grant or award · Employee Stock Option (Right to Buy) +292,700 292,700
2018-10-15 Belldegrun Arie Director Purchase +194,445 $18.00 $3.5M 1,691,781
2018-10-15 MESSEMER DEBORAH M. Director Other acquisition +6,535 6,535
2018-10-15 WITTE OWEN N. Director Purchase +15,000 $18.00 $270K 198,750
2018-10-15 WITTE OWEN N. Director Conversion +37,432 236,182
2018-10-15 WITTE OWEN N. Director Conversion · Series A Convertible Preferred Stock −7,130 0
2018-10-15 Humer Franz B Director Purchase +30,000 $18.00 $540K 30,000
2018-10-15 Humer Franz B Director Conversion +74,870 104,870
2018-10-15 Humer Franz B Director Conversion · Series A Convertible Preferred Stock −14,261 0
2018-10-15 Kazam Joshua A Director Conversion +18,716 1,390,651
2018-10-15 Kazam Joshua A Director Conversion · Series A Convertible Preferred Stock −3,565 0
2018-10-15 Chang David D President and CEO Purchase +40,000 $18.00 $720K 1,995,625
2018-10-15 Chang David D President and CEO Conversion +29,946 1,101,838
2018-10-15 Chang David D President and CEO Conversion · Series A Convertible Preferred Stock −5,704 0
2018-10-15 Belldegrun Arie Director Purchase +35,000 $18.00 $630K 35,000
2018-10-15 Belldegrun Arie Director Conversion +142,248 3,710,006

Page 22 of 23 · 451 trades