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CIK 0001653087 · Accelerated filer<br>Smaller reporting company

Alector, Inc.

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Ticker
ALEC
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Entity type
operating
EIN
822933343
Phone
415-231-5660
Business address
131 OYSTER POINT BLVD., SUITE 600, SOUTH SAN FRANCISCO, CA, 94080
Former names
Alector LLC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$296,087
in 3 filings

Net −$296,087. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 76 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-05-29 Polaris Venture Management Co. VI, L.L.C. 10% owner Other disposition −500,000 9,853,817
2024-05-29 Polaris Venture Management Co. VI, L.L.C. 10% owner Other acquisition +98,533 98,533
2024-05-29 Polaris Venture Management Co. VI, L.L.C. 10% owner Other disposition −98,533 0
2024-04-30 Polaris Venture Management Co. VI, L.L.C. 10% owner Other disposition −500,000 10,353,817
2024-04-30 Polaris Venture Management Co. VI, L.L.C. 10% owner Other acquisition +98,533 98,533
2024-04-30 Polaris Venture Management Co. VI, L.L.C. 10% owner Other disposition −98,533 0
2024-03-19 Altmeyer Mark Director Grant or award +41,250 41,250
2024-03-19 Altmeyer Mark Director Grant or award · Stock Option (right to buy) +19,420 19,420
2024-03-19 DESOUZA ERROL B Director Grant or award +41,250 41,250
2024-03-19 DESOUZA ERROL B Director Grant or award · Stock Option (right to buy) +19,420 19,420
2024-03-04 Romano Gary Chief Medical Officer Sale −6,001 $6.92 $42K 196,313
2024-03-04 Kenkare-Mitra Sara President and Head of R&D Sale −10,169 $6.92 $70K 318,847
2024-03-04 GRASSO MARC Chief Financial Officer Sale −5,716 $6.92 $40K 144,957
2024-03-04 Rosenthal Arnon Chief Executive Officer Sale −18,837 $6.92 $130K 2,000,380
2023-12-05 GAROFALO ELIZABETH A. Director Gift −9,459 26,250
2023-12-04 Rosenthal Arnon Chief Executive Officer Sale −23,831 $5.56 $133K 2,019,217
2023-12-04 Romano Gary Chief Medical Officer Sale −5,035 $5.56 $28K 202,314
2023-12-04 GRASSO MARC Chief Financial Officer Sale −4,574 $5.56 $25K 150,673
2023-12-04 Kenkare-Mitra Sara President and Head of R&D Sale −12,519 $5.56 $70K 329,016
2023-10-01 Romano Gary Chief Medical Officer Grant or award +108,000 207,349

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