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CIK 0001653087 · Accelerated filer<br>Smaller reporting company

Alector, Inc.

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Ticker
ALEC
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Entity type
operating
EIN
822933343
Phone
415-231-5660
Business address
131 OYSTER POINT BLVD., SUITE 600, SOUTH SAN FRANCISCO, CA, 94080
Former names
Alector LLC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$296,087
in 3 filings

Net −$296,087. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 76 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-10-01 King Robert Chief Development Officer Grant or award · Employee Stock Option (right to buy) +35,635 35,635
2021-10-01 Rosenthal Arnon Chief Executive Officer Grant or award · Employee Stock Option (right to buy) +417,213 417,213
2021-09-23 GAROFALO ELIZABETH A. Director Grant or award · Stock Option (right to buy) +33,235 33,235
2021-09-23 Rosenthal Arnon Chief Executive Officer Sale −9,625 $25.10 $242K 2,302,875
2021-09-22 Rosenthal Arnon Chief Executive Officer Sale −94,717 $25.29 $2.4M 2,317,783
2021-09-22 Rosenthal Arnon Chief Executive Officer Sale −5,283 $26.10 $138K 2,312,500
2021-09-21 Rosenthal Arnon Chief Executive Officer Sale −91,538 $26.07 $2.4M 2,420,962
2021-09-21 Rosenthal Arnon Chief Executive Officer Sale −8,462 $26.56 $225K 2,412,500
2021-09-20 Rosenthal Arnon Chief Executive Officer Sale −91,954 $25.76 $2.4M 2,520,546
2021-09-20 Rosenthal Arnon Chief Executive Officer Sale −8,046 $26.33 $212K 2,512,500
2021-09-10 Yaffe Kristine Director Option exercise +2,000 $18.10 $36K 2,000
2021-09-10 Yaffe Kristine Director Option exercise · Stock Option (right to buy) −2,000 38,000
2021-08-09 Paul Robert Chief Medical Officer Option exercise +9,691 $8.16 $79K 244,010
2021-08-09 Paul Robert Chief Medical Officer Option exercise +8,734 $10.14 $89K 252,744
2021-08-09 Paul Robert Chief Medical Officer Option exercise +4,525 $17.15 $78K 257,269
2021-08-09 Paul Robert Chief Medical Officer Sale −22,650 $27.17 $615K 234,619
2021-08-09 Paul Robert Chief Medical Officer Sale −300 $27.79 $8K 234,319
2021-08-09 Paul Robert Chief Medical Officer Option exercise · Employee Stock Option (right to buy) −9,691 81,000
2021-08-09 Paul Robert Chief Medical Officer Option exercise · Employee Stock Option (right to buy) −8,734 31,250
2021-08-09 Paul Robert Chief Medical Officer Option exercise · Employee Stock Option (right to buy) −4,525 84,450

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