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CIK 0001667011 · Non-accelerated filer<br>Smaller reporting company<br>Emerging growth company

Arteris, Inc.

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Ticker
AIP
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(408) 470-7300
Business address
900 E. HAMILTON AVE, SUITE 300, CAMPBELL, CA, 95008
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$14,245,622
in 13 filings, $14.2M under 10b5-1 plans

Net −$14,245,622. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. JANAC K CHARLES −$6.8M President and CEO sold 4% of stake
  2. Bayview Legacy, LLC −$6.3M 10% owner sold 4% of stake
  3. Moll Laurent R −$627K Chief Operating Officer sold 12% of stake
  4. Alpern Paul L −$552K VP and General Counsel sold 28% of stake

Reading 36 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-12-11 JANAC K CHARLES President and CEO Gift −5,500 71,786
2023-12-11 Hawkins Nicholas B. VP and Chief Financial Officer Sale 10b5-1 −20,000 $5.63 $113K 249,674
2023-12-06 Moll Laurent R Chief Operating Officer Sale 10b5-1 −120 $5.40 $648 516,790
2023-12-05 Alpern Paul L VP and General Counsel Sale 10b5-1 −432 $5.32 $2K 40,193
2023-12-05 Hawkins Nicholas B. VP and Chief Financial Officer Sale 10b5-1 −734 $5.32 $4K 269,674
2023-12-05 Moll Laurent R Chief Operating Officer Sale 10b5-1 −86 $5.32 $458 516,910
2023-12-04 Hawkins Nicholas B. VP and Chief Financial Officer Sale 10b5-1 −424 $5.33 $2K 270,408
2023-12-04 Moll Laurent R Chief Operating Officer Sale 10b5-1 −593 $5.33 $3K 516,996
2023-12-04 JANAC K CHARLES President and CEO Sale 10b5-1 −1,205 $5.33 $6K 223,992
2023-12-04 JANAC K CHARLES President and CEO Sale 10b5-1 −2,098 $5.28 $11K 221,894
2023-12-04 Alpern Paul L VP and General Counsel Sale 10b5-1 −251 $5.33 $1K 40,625
2023-12-01 Alpern Paul L VP and General Counsel Option exercise 10b5-1 +1,250 $0.60 $750 42,126
2023-12-01 Alpern Paul L VP and General Counsel Option exercise 10b5-1 +10,000 $0.56 $6K 52,126
2023-12-01 Alpern Paul L VP and General Counsel Sale 10b5-1 −1,250 $5.46 $7K 50,876
2023-12-01 Alpern Paul L VP and General Counsel Sale 10b5-1 −10,000 $5.54 $55K 40,876
2023-12-01 Alpern Paul L VP and General Counsel Option exercise · Common Stock 10b5-1 −1,250 10,000
2023-12-01 Alpern Paul L VP and General Counsel Option exercise · Common Stock 10b5-1 −10,000 180,000
2023-11-22 Hawkins Nicholas B. VP and Chief Financial Officer Sale 10b5-1 −12,176 $5.03 $61K 270,832
2023-11-21 Hawkins Nicholas B. VP and Chief Financial Officer Sale 10b5-1 −7,824 $5.00 $39K 283,008
2023-11-15 Alpern Paul L VP and General Counsel Option exercise 10b5-1 +10,000 $0.56 $6K 53,070

Page 34 of 41 · 802 trades