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CIK 0001577526 · Large accelerated filer

C3.ai, Inc.

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Ticker
AI
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Apr 30
Incorporated
DE
Entity type
operating
EIN
263999357
Phone
650-503-2200
Business address
1400 SEAPORT BLVD, REDWOOD CITY, CA, 94063
Former names
C3 IoT, Inc., C3, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$15,866,451
in 7 filings, $15.2M under 10b5-1 plans

Net −$15,866,451. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SIEBEL THOMAS M −$15.4M CEO and Chairman of the Board sold 65% of stake
  2. Lath Hitesh −$468K CHIEF FINANCIAL OFFICER sold 12% of stake
Date Insider Transaction Shares Price Value Owned after
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion +75,000 75,000
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion +38,343 113,343
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion +10,578 123,921
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion · Series B* Convertible Preferred Stock −50,000 0
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion · Series B* Convertible Preferred Stock −75,000 0
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion · Series B-1A* Convertible Preferred Stock −38,343 0
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion · Series D Convertible Preferred Stock −63,647 0
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion · Series D Convertible Preferred Stock −4,666 0
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion · Series D Convertible Preferred Stock −10,578 0
2020-11-11 MCCAFFERY MICHAEL G Director Gift −307,080 321,699
2020-11-11 MCCAFFERY MICHAEL G Director Gift +307,080 472,707
2020-09-28 ABBO EDWARD Y Chief Technology Officer Option exercise +72,291 $0.60 $43K 776,927
2020-09-28 ABBO EDWARD Y Chief Technology Officer Option exercise · Stock Option (Right to Buy) −56,250 0
2020-09-28 ABBO EDWARD Y Chief Technology Officer Option exercise · Stock Option (Right to Buy) −16,041 0
2020-09-23 Rice Condoleezza Director Grant or award · Stock Option (Right to Buy) +5,000 5,000
2020-09-21 HOUSE PATRICIA A Director Option exercise +33,319 $0.60 $20K 286,325
2020-09-21 HOUSE PATRICIA A Director Option exercise +8,979 $1.56 $14K 295,304
2020-09-21 HOUSE PATRICIA A Director Option exercise +13,468 $1.68 $23K 308,772
2020-09-21 HOUSE PATRICIA A Director Option exercise +23,333 $1.86 $43K 332,105
2020-09-21 HOUSE PATRICIA A Director Option exercise +27,082 $1.86 $50K 359,187

Page 66 of 68 · 1,347 trades