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CIK 0001577526 · Large accelerated filer

C3.ai, Inc.

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Ticker
AI
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Apr 30
Incorporated
DE
Entity type
operating
EIN
263999357
Phone
650-503-2200
Business address
1400 SEAPORT BLVD, REDWOOD CITY, CA, 94063
Former names
C3 IoT, Inc., C3, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$15,866,451
in 7 filings, $15.2M under 10b5-1 plans

Net −$15,866,451. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SIEBEL THOMAS M −$15.4M CEO and Chairman of the Board sold 65% of stake
  2. Lath Hitesh −$468K CHIEF FINANCIAL OFFICER sold 12% of stake
Date Insider Transaction Shares Price Value Owned after
2020-12-11 MCCAFFERY MICHAEL G Director Conversion · Series D Convertible Preferred Stock −78,966 0
2020-12-11 HOUSE PATRICIA A Director Conversion +9,216 496,140
2020-12-11 HOUSE PATRICIA A Director Conversion +106,402 602,542
2020-12-11 HOUSE PATRICIA A Director Conversion +13,997 616,539
2020-12-11 HOUSE PATRICIA A Director Conversion +51,002 667,541
2020-12-11 HOUSE PATRICIA A Director Conversion +50,033 717,574
2020-12-11 HOUSE PATRICIA A Director Conversion · Series A* Convertible Preferred −500,000 0
2020-12-11 HOUSE PATRICIA A Director Conversion · Class B Common Stock +500,000 500,000
2020-12-11 HOUSE PATRICIA A Director Conversion · Series B-1B* Convertible Preferred Stock −9,216 0
2020-12-11 HOUSE PATRICIA A Director Conversion · Series D Convertible Preferred Stock −106,402 0
2020-12-11 HOUSE PATRICIA A Director Conversion · Series E Convertible Preferred Stock −13,997 0
2020-12-11 HOUSE PATRICIA A Director Conversion · Series F Convertible Preferred Stock −51,002 0
2020-12-11 HOUSE PATRICIA A Director Conversion · Series G Convertible Preferred Stock −50,033 0
2020-12-11 CLEVELAND BRUCE A Senior VP and CMO Conversion +25,000 25,000
2020-12-11 CLEVELAND BRUCE A Senior VP and CMO Conversion +2,333 27,333
2020-12-11 CLEVELAND BRUCE A Senior VP and CMO Conversion · Series B* Convertible Preferred Stock −25,000 0
2020-12-11 CLEVELAND BRUCE A Senior VP and CMO Conversion · Series D Convertible Preferred Stock −2,333 0
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion +63,647 840,574
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion +50,000 50,000
2020-12-11 ABBO EDWARD Y Chief Technology Officer Conversion +4,666 54,666

Page 65 of 68 · 1,347 trades