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CIK 0001577526 · Large accelerated filer

C3.ai, Inc.

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Ticker
AI
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Apr 30
Incorporated
DE
Entity type
operating
EIN
263999357
Phone
650-503-2200
Business address
1400 SEAPORT BLVD, REDWOOD CITY, CA, 94063
Former names
C3 IoT, Inc., C3, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$15,866,451
in 7 filings, $15.2M under 10b5-1 plans

Net −$15,866,451. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SIEBEL THOMAS M −$15.4M CEO and Chairman of the Board sold 65% of stake
  2. Lath Hitesh −$468K CHIEF FINANCIAL OFFICER sold 12% of stake
Date Insider Transaction Shares Price Value Owned after
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Class B Common Stock +18,623 18,623
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series A* Convertible Preferred −18,623 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Class B Common Stock +18,623 18,623
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series A* Convertible Preferred −19,009 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Class B Common Stock +19,009 19,009
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series A* Convertible Preferred −19,009 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Class B Common Stock +19,009 19,009
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series A* Convertible Preferred −10,250 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Class B Common Stock +10,250 10,250
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Series A* Convertible Preferred −10,250 0
2020-12-11 SIEBEL THOMAS M Chief Executive Officer Conversion · Class B Common Stock +10,250 10,250
2020-12-11 Rice Condoleezza Director Conversion +15,337 38,037
2020-12-11 Rice Condoleezza Director Conversion +6,350 74,387
2020-12-11 Rice Condoleezza Director Conversion · Series B-1A* Convertible Preferred Stock −15,337 0
2020-12-11 Rice Condoleezza Director Conversion · Series D Convertible Preferred Stock −6,350 0
2020-12-11 MCCAFFERY MICHAEL G Director Conversion +250,000 722,707
2020-12-11 MCCAFFERY MICHAEL G Director Conversion +53,739 776,446
2020-12-11 MCCAFFERY MICHAEL G Director Conversion +78,966 855,412
2020-12-11 MCCAFFERY MICHAEL G Director Conversion · Series B* Convertible Preferred Stock −250,000 0
2020-12-11 MCCAFFERY MICHAEL G Director Conversion · Series B-1A* Convertible Preferred Stock −53,739 0

Page 64 of 68 · 1,347 trades