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CIK 0001577526 · Large accelerated filer

C3.ai, Inc.

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Ticker
AI
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Apr 30
Incorporated
DE
Entity type
operating
EIN
263999357
Phone
650-503-2200
Business address
1400 SEAPORT BLVD, REDWOOD CITY, CA, 94063
Former names
C3 IoT, Inc., C3, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$15,866,451
in 7 filings, $15.2M under 10b5-1 plans

Net −$15,866,451. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SIEBEL THOMAS M −$15.4M CEO and Chairman of the Board sold 65% of stake
  2. Lath Hitesh −$468K CHIEF FINANCIAL OFFICER sold 12% of stake
Date Insider Transaction Shares Price Value Owned after
2021-03-04 CLEVELAND BRUCE A Senior VP and CMO Gift +27,333 79,449
2021-02-25 CLEVELAND BRUCE A Senior VP and CMO Option exercise +21,367 $4.68 $100K 52,116
2021-02-25 CLEVELAND BRUCE A Senior VP and CMO Option exercise · Option (Right to Buy) −21,367 978,634
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −331 43,047
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −331 43,047
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −473 82,109
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −473 82,109
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −156 23,758
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −156 23,758
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −270 18,353
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock −270 328,353
2021-01-15 SIEBEL THOMAS M Chief Executive Officer Gift · Class B Common Stock +2,460 2,032,748
2020-12-11 TPG Group Holdings (SBS) Advisors, Inc. 10% owner Conversion +16,206,631 16,206,631
2020-12-11 TPG Group Holdings (SBS) Advisors, Inc. 10% owner Conversion · Class A-1 Common Stock −673,525 0
2020-12-11 TPG Group Holdings (SBS) Advisors, Inc. 10% owner Conversion · Series C* Preferred Stock −584,795 0
2020-12-11 TPG Group Holdings (SBS) Advisors, Inc. 10% owner Conversion · Series D Preferred Stock −8,535,475 0
2020-12-11 TPG Group Holdings (SBS) Advisors, Inc. 10% owner Conversion · Series E Preferred Stock −65,591 0
2020-12-11 TPG Group Holdings (SBS) Advisors, Inc. 10% owner Conversion · Series F Preferred Stock −3,825,203 0
2020-12-11 TPG Group Holdings (SBS) Advisors, Inc. 10% owner Conversion · Series G Preferred Stock −2,522,042 0
2020-12-11 Baker Hughes Holdings LLC Director Conversion +1,283,333 10,813,095

Page 61 of 68 · 1,347 trades