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CIK 0001577526 · Large accelerated filer

C3.ai, Inc.

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Ticker
AI
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Apr 30
Incorporated
DE
Entity type
operating
EIN
263999357
Phone
650-503-2200
Business address
1400 SEAPORT BLVD, REDWOOD CITY, CA, 94063
Former names
C3 IoT, Inc., C3, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$15,866,451
in 7 filings, $15.2M under 10b5-1 plans

Net −$15,866,451. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 41 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-12-08 Wanger Guy SVP & Chief Admin Officer Option exercise +17,831 17,831
2023-12-08 Wanger Guy SVP & Chief Admin Officer Option exercise · Restricted Stock Units −17,831 338,802
2023-11-02 SIEBEL THOMAS M Chief Executive Officer Gift −26,785 1,756,390
2023-11-02 SIEBEL THOMAS M Chief Executive Officer Gift +26,785 3,675,922
2023-11-01 SIEBEL THOMAS M Chief Executive Officer Option exercise +53,125 1,809,515
2023-11-01 SIEBEL THOMAS M Chief Executive Officer Shares withheld for taxes −26,340 $23.97 $631K 1,783,175
2023-11-01 SIEBEL THOMAS M Chief Executive Officer Option exercise · Restricted Stock Units −53,125 531,250
2023-10-31 Parkkinen Juho SVP & Chief Financial Officer Shares withheld for taxes −3,231 $24.40 $79K 302,420
2023-10-04 WARD JR STEPHEN M Director Grant or award · Stock Option (Right to Buy) +24,098 24,098
2023-10-04 Snabe Jim H. Director Grant or award · Stock Option (Right to Buy) +22,795 22,795
2023-10-04 SEWELL D BRUCE Director Grant or award · Stock Option (Right to Buy) +24,098 24,098
2023-10-04 Rice Condoleezza Director Grant or award · Stock Option (Right to Buy) +22,795 22,795
2023-10-04 MCCAFFERY MICHAEL G Director Grant or award · Stock Option (Right to Buy) +27,029 27,029
2023-10-04 LEVIN RICHARD C Director Grant or award · Stock Option (Right to Buy) +22,795 22,795
2023-10-04 Davis Lisa Ann Director Grant or award · Stock Option (Right to Buy) +22,795 22,795
2023-09-23 Parkkinen Juho SVP & Chief Financial Officer Shares withheld for taxes −404 $24.51 $10K 305,651
2023-09-19 Parkkinen Juho SVP & Chief Financial Officer Shares withheld for taxes −674 $27.27 $18K 306,055
2023-09-15 ABBO EDWARD Y Chief Technology Officer Option exercise +83,073 733,850
2023-09-15 ABBO EDWARD Y Chief Technology Officer Shares withheld for taxes −44,736 $27.36 $1.2M 689,847
2023-09-15 ABBO EDWARD Y Chief Technology Officer Option exercise · Restricted Stock Units −8,073 24,221

Page 28 of 47 · 928 trades