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CIK 0000927003 · Large accelerated filer

ADVANCED ENERGY INDUSTRIES INC

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Ticker
AEIS
Exchange
Nasdaq
Industry
Electronic Components, NEC
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
840846841
Phone
9704076626
Business address
ATTN: PAUL OLDHAM, 1595 WYNKOOP ST, SUITE 800, DENVER, CO, 80202
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$9,540,838
in 8 filings, $9.5M under 10b5-1 plans

Net −$9,540,838. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-02-01 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Grant or award · Employee Stock Option (right to buy) +22,144 89,144
2013-02-01 Herron Danny C Executive VP & CFO Grant or award +26,429 39,934
2013-02-01 Herron Danny C Executive VP & CFO Shares withheld for taxes −8,355 $15.64 $131K 31,579
2013-02-01 Herron Danny C Executive VP & CFO Grant or award · Performance Stock Option (right to buy) +22,144 127,144
2012-11-02 BECK RICHARD P Director Gift +32 33,094
2012-11-02 BECK RICHARD P Director Gift +32 33,094
2012-10-31 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −145 $11.83 $2K 20,000
2012-10-31 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −58 $11.83 $686 9,173
2012-10-26 Herron Danny C Executive VP & CFO Shares withheld for taxes −145 $11.78 $2K 14,119
2012-10-26 Herron Danny C Executive VP & CFO Shares withheld for taxes −145 $11.78 $2K 13,974
2012-10-26 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −77 $11.78 $907 9,165
2012-10-26 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −58 $11.78 $683 9,107
2012-10-26 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −174 $11.78 $2K 20,319
2012-10-26 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −174 $11.78 $2K 20,145
2012-08-08 ROGERSON GARRY W CEO Shares withheld for taxes −2,756 $12.48 $34K 19,744
2012-07-23 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −145 $11.24 $2K 20,667
2012-07-23 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −174 $11.24 $2K 20,493
2012-07-23 Herron Danny C Executive VP & CFO Shares withheld for taxes −291 $11.24 $3K 14,264
2012-07-23 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −58 $11.24 $652 9,319
2012-07-23 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −77 $11.24 $865 9,242

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