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CIK 0000927003 · Large accelerated filer

ADVANCED ENERGY INDUSTRIES INC

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Ticker
AEIS
Exchange
Nasdaq
Industry
Electronic Components, NEC
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
840846841
Phone
9704076626
Business address
ATTN: PAUL OLDHAM, 1595 WYNKOOP ST, SUITE 800, DENVER, CO, 80202
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$9,540,838
in 8 filings, $9.5M under 10b5-1 plans

Net −$9,540,838. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-08-19 SCHATZ DOUGLAS S Director Sale −20,916 $19.19 $401K 2,577,158
2013-08-13 SCHATZ DOUGLAS S Director Sale −4,425 $20.48 $91K 2,598,074
2013-08-12 SCHATZ DOUGLAS S Director Sale −15,000 $20.70 $311K 2,602,499
2013-08-08 ROGERSON GARRY W CEO Shares withheld for taxes −2,823 $20.85 $59K 53,769
2013-08-06 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Sale −3,630 $21.43 $78K 4,783
2013-08-05 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Sale · Employee Stock Option (right to buy) −5,250 $21.30 $112K 113,534
2013-08-05 SCHATZ DOUGLAS S Director Sale −18,793 $21.35 $401K 2,617,499
2013-08-01 BECK RICHARD P Director Sale −2,500 $21.72 $54K 40,732
2013-07-29 SCHATZ DOUGLAS S Director Sale −9,405 $21.33 $201K 2,636,292
2013-07-22 SCHATZ DOUGLAS S Director Sale −9,103 $22.03 $201K 2,645,697
2013-07-22 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −374 $21.89 $8K 8,413
2013-07-22 Herron Danny C Executive VP & CFO Shares withheld for taxes −479 $21.89 $10K 26,147
2013-07-22 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −620 $21.89 $14K 14,894
2013-07-15 SCHATZ DOUGLAS S Director Sale −9,109 $22.02 $201K 2,654,800
2013-07-08 SCHATZ DOUGLAS S Director Sale −10,483 $19.14 $201K 2,663,909
2013-07-01 BECK RICHARD P Director Sale −2,500 $17.82 $45K 43,232
2013-04-15 BECK RICHARD P Director Sale −2,500 $24.00 $60K 28,732
2013-03-21 BECK RICHARD P Director Option exercise +5,000 $14.40 $72K 38,232
2013-03-21 BECK RICHARD P Director Sale −10,000 $27.10 $271K 33,232

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