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CIK 0000927003 · Large accelerated filer

ADVANCED ENERGY INDUSTRIES INC

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Ticker
AEIS
Exchange
Nasdaq
Industry
Electronic Components, NEC
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
840846841
Phone
9704076626
Business address
ATTN: PAUL OLDHAM, 1595 WYNKOOP ST, SUITE 800, DENVER, CO, 80202
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$9,540,838
in 8 filings, $9.5M under 10b5-1 plans

Net −$9,540,838. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Acebedo Eduardo Bernal −$7.8M EVP and COO sold 52% of stake
  2. Donaghey John −$767K EVP, Global Sales sold 20% of stake
  3. Vonne Elizabeth Karpinski −$747K EVP, General Counsel sold 21% of stake
  4. DelSanto Anne −$212K Director sold 10% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −18,184 3,960
2013-11-11 ROGERSON GARRY W CEO Sale −5,000 $23.69 $118K 43,210
2013-11-05 GRADY EDWARD C Director Sale −22,750 $23.81 $542K 24,500
2013-11-05 Hudgens Terry Director Returned to the company −15,000 $22.50 $338K 44,000
2013-11-01 BECK RICHARD P Director Sale −2,500 $20.48 $51K 33,232
2013-10-29 GRADY EDWARD C Director Sale −3,750 $21.51 $81K 47,250
2013-10-28 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −508 $19.57 $10K 14,386
2013-10-28 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −199 $19.57 $4K 4,584
2013-10-28 Herron Danny C Executive VP & CFO Shares withheld for taxes −298 $19.57 $6K 25,849
2013-10-08 SCHATZ DOUGLAS S Director Sale −70 $17.71 $1K 2,444,151
2013-10-07 SCHATZ DOUGLAS S Director Sale −22,500 $17.78 $400K 2,444,221
2013-10-01 BECK RICHARD P Director Sale −2,500 $17.98 $45K 35,732
2013-09-30 SCHATZ DOUGLAS S Director Sale −22,978 $17.47 $401K 2,466,721
2013-09-30 ROGERSON GARRY W CEO Shares withheld for taxes −5,559 $17.51 $97K 48,210
2013-09-23 SCHATZ DOUGLAS S Director Sale −22,928 $17.51 $401K 2,489,699
2013-09-16 SCHATZ DOUGLAS S Director Sale −21,759 $18.44 $401K 2,512,627
2013-09-09 SCHATZ DOUGLAS S Director Sale −10,465 $19.17 $201K 2,534,386
2013-09-03 BECK RICHARD P Director Sale −2,500 $18.12 $45K 38,232
2013-09-03 SCHATZ DOUGLAS S Director Sale −10,974 $18.29 $201K 2,544,851
2013-08-26 SCHATZ DOUGLAS S Director Sale −21,333 $18.81 $401K 2,555,825

Page 50 of 51 · 1,019 trades