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CIK 0000927003 · Large accelerated filer

ADVANCED ENERGY INDUSTRIES INC

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Ticker
AEIS
Exchange
Nasdaq
Industry
Electronic Components, NEC
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
840846841
Phone
9704076626
Business address
ATTN: PAUL OLDHAM, 1595 WYNKOOP ST, SUITE 800, DENVER, CO, 80202
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$9,540,838
in 8 filings, $9.5M under 10b5-1 plans

Net −$9,540,838. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-11-13 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −6,563 0
2013-11-13 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −3,281 2,352
2013-11-13 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −7,875 0
2013-11-13 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −7,874 0
2013-11-13 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −1,010 2,928
2013-11-12 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Employee Stock Options (right to buy) −7,875 2,625
2013-11-12 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +3,137 $16.25 $51K 7,721
2013-11-12 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Sale −3,137 $23.53 $74K 4,584
2013-11-12 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Employee Stock Options (right to buy) −3,137 0
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise +4,688 $8.95 $42K 19,074
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise +3,285 $7.69 $25K 22,359
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise +6,563 $7.95 $52K 28,922
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise +3,937 $9.51 $37K 32,859
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise +18,184 $11.02 $200K 51,043
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Sale −2,596 $23.41 $61K 48,447
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Sale −36,657 $23.41 $858K 11,790
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −4,688 0
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −3,285 0
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −6,563 0
2013-11-12 WASSERMAN YUVAL President Thin Films Bus. Unit Option exercise · Employee Stock Option (right to buy) −3,937 3,937

Page 49 of 51 · 1,019 trades