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CIK 0000927003 · Large accelerated filer

ADVANCED ENERGY INDUSTRIES INC

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Ticker
AEIS
Exchange
Nasdaq
Industry
Electronic Components, NEC
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
840846841
Phone
9704076626
Business address
ATTN: PAUL OLDHAM, 1595 WYNKOOP ST, SUITE 800, DENVER, CO, 80202
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$9,540,838
in 8 filings, $9.5M under 10b5-1 plans

Net −$9,540,838. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Acebedo Eduardo Bernal −$7.8M EVP and COO sold 52% of stake
  2. Donaghey John −$767K EVP, Global Sales sold 20% of stake
  3. Vonne Elizabeth Karpinski −$747K EVP, General Counsel sold 21% of stake
  4. DelSanto Anne −$212K Director sold 10% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2014-03-24 BECK RICHARD P Director Option exercise · Stock Options (right to buy) −5,000 0
2014-03-24 BECK RICHARD P Director Option exercise · Stock Options (right to buy) −5,000 0
2014-03-21 BECK RICHARD P Director Option exercise +5,000 $10.90 $55K 43,232
2014-03-21 BECK RICHARD P Director Gift −2,000 31,232
2014-03-17 ROGERSON GARRY W CEO Option exercise +10,000 $8.65 $87K 11,943
2014-03-17 ROGERSON GARRY W CEO Sale −10,000 $25.12 $251K 61,943
2014-03-17 ROGERSON GARRY W CEO Option exercise · Performance Stock Options (right to buy) −10,000 41,880
2014-03-17 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +5,250 $11.21 $59K 9,544
2014-03-17 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Sale −5,250 $24.98 $131K 4,294
2014-03-17 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Employee Stock Options (right to buy) −5,250 0
2014-03-17 BALL FREDERICK Director Sale −1,500 $24.60 $37K 43,500
2014-03-04 ROHRS THOMAS M Director Sale −2,000 $28.00 $56K 11,000
2014-03-03 ROHRS THOMAS M Director Sale −16,000 $26.88 $430K 13,000
2014-02-18 WASSERMAN YUVAL President Thin Films Bus. Unit Shares withheld for taxes −523 $27.80 $15K 11,267
2014-02-18 Herron Danny C Executive VP & CFO Shares withheld for taxes −436 $27.80 $12K 25,413
2014-02-18 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −290 $27.80 $8K 4,294
2014-02-18 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +7,875 $15.65 $123K 12,169
2014-02-18 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Sale −7,875 $27.29 $215K 4,294
2014-02-18 ROGERSON GARRY W CEO Option exercise +30,000 $8.65 $260K 91,943
2014-02-18 ROGERSON GARRY W CEO Sale −30,000 $27.52 $825K 61,943

Page 45 of 51 · 1,019 trades