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CIK 0000927003 · Large accelerated filer

ADVANCED ENERGY INDUSTRIES INC

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Ticker
AEIS
Exchange
Nasdaq
Industry
Electronic Components, NEC
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
840846841
Phone
9704076626
Business address
ATTN: PAUL OLDHAM, 1595 WYNKOOP ST, SUITE 800, DENVER, CO, 80202
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$9,540,838
in 8 filings, $9.5M under 10b5-1 plans

Net −$9,540,838. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +800 $16.25 $13K 20,315
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +3,937 $13.85 $55K 24,252
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +23,669 $11.02 $261K 47,921
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Sale −28,406 $29.15 $828K 19,515
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Returned to the company −2,706 $29.15 $79K 16,809
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Returned to the company −663 $29.15 $19K 16,146
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Stock Options (right to buy) −800 $29.15 $23K 0
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Stock Options (right to buy) −3,937 $29.15 $115K 0
2015-12-10 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Stock Options (right to buy) −23,669 $29.15 $690K 0
2015-10-26 WASSERMAN YUVAL President & CEO Shares withheld for taxes −262 35,993
2015-10-26 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −79 19,515
2015-10-15 BALL FREDERICK Director Sale −2,500 $27.45 $69K 20,500
2015-09-15 BALL FREDERICK Director Sale −2,500 $24.94 $62K 23,000
2015-08-17 BALL FREDERICK Director Sale −2,500 $26.40 $66K 25,500
2015-07-22 WASSERMAN YUVAL President & CEO Shares withheld for taxes −262 36,255
2015-07-22 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Shares withheld for taxes −79 19,594
2015-07-15 BALL FREDERICK Director Sale −2,500 $27.59 $69K 28,000
2015-06-15 BALL FREDERICK Director Sale −2,500 $28.71 $72K 30,500
2015-05-18 Liguori Thomas EVP, CFO Grant or award +21,178 $28.33 $600K 21,178
2015-05-18 Liguori Thomas EVP, CFO Grant or award +42,357 $28.33 $1.2M 63,535

Page 39 of 51 · 1,019 trades