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CIK 0000927003 · Large accelerated filer

ADVANCED ENERGY INDUSTRIES INC

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Ticker
AEIS
Exchange
Nasdaq
Industry
Electronic Components, NEC
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
840846841
Phone
9704076626
Business address
ATTN: PAUL OLDHAM, 1595 WYNKOOP ST, SUITE 800, DENVER, CO, 80202
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$9,540,838
in 8 filings, $9.5M under 10b5-1 plans

Net −$9,540,838. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-05-04 Liguori Thomas EVP, CFO Shares withheld for taxes −2,560 $74.29 $190K 86,343
2017-05-04 WASSERMAN YUVAL President & CEO Grant or award +15,389 144,528
2017-05-04 WASSERMAN YUVAL President & CEO Shares withheld for taxes −6,460 $74.29 $480K 138,068
2017-05-04 Roush John A Director Grant or award +6,000 $74.29 $446K 16,000
2017-05-04 GRADY EDWARD C Director Grant or award +6,000 $74.29 $446K 40,800
2017-05-04 ROHRS THOMAS M Director Grant or award +6,000 $74.29 $446K 28,750
2017-05-04 FOSTER RONALD C Director Grant or award +6,000 $74.29 $446K 32,000
2017-05-04 BALL FREDERICK Director Grant or award +6,000 $74.29 $446K 14,000
2017-04-03 ROHRS THOMAS M Director Sale −4,000 $68.56 $274K 22,750
2017-03-13 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +5,250 $12.77 $67K 33,869
2017-03-13 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +1,565 $12.44 $19K 35,434
2017-03-13 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise +1,564 $9.51 $15K 36,998
2017-03-13 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Stock Options (right to by) −5,250 0
2017-03-13 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Stock Options (right to buy) −1,565 0
2017-03-13 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Option exercise · Stock Options (right to buy) −1,564 0
2017-02-28 WASSERMAN YUVAL President & CEO Grant or award +20,000 129,139
2017-02-28 Liguori Thomas EVP, CFO Grant or award +10,000 83,406
2017-02-28 MCGIMPSEY THOMAS O EVP Gen Counsel & Corp Sec Grant or award +5,000 28,619
2017-02-23 WASSERMAN YUVAL President & CEO Grant or award +15,388 $61.66 $949K 115,597
2017-02-23 WASSERMAN YUVAL President & CEO Shares withheld for taxes −6,458 $61.66 $398K 109,139

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