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CIK 0001642122 · Non-accelerated filer<br>Smaller reporting company

Associated Capital Group, Inc.

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Ticker
ACGP
Exchange
OTC
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
914-921-5135
Business address
191 MASON STREET, GREENWICH, CT, 06830
Former names
Gabelli Securities Group, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 85 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-07-13 GABELLI MARIO J Executive Chairman Gift −2,500 12,500
2020-06-05 GABELLI MARIO J Executive Chairman Gift −5,000 15,000
2020-05-28 GABELLI MARIO J Executive Chairman Grant or award +20,000 20,000
2020-05-28 GABELLI MARIO J Executive Chairman Returned to the company · Class B Common Stock −20,000 18,705,673
2020-04-29 GABELLI MARIO J Executive Chairman Gift −10,000 0
2020-04-21 GABELLI MARIO J Executive Chairman Gift −10,000 10,000
2020-04-14 GABELLI MARIO J Executive Chairman Grant or award +20,000 20,000
2020-04-14 GABELLI MARIO J Executive Chairman Returned to the company · Class B Common Stock −20,000 18,725,673
2020-04-03 GABELLI MARIO J Executive Chairman Purchase +2,663 $26.05 $69K 77,615
2020-04-01 GABELLI MARIO J Executive Chairman Purchase +5,000 $25.93 $130K 74,502
2020-03-23 GABELLI MARIO J Executive Chairman Purchase +1,831 $26.00 $48K 69,502
2020-03-12 GABELLI MARIO J Executive Chairman Purchase +1,671 $34.00 $57K 67,671
2020-01-15 GABELLI MARIO J Executive Chairman Gift −1,000 0
2018-08-08 JAMIESON DOUGLAS R President & CEO Grant or award · Phantom RSA +14,000 $35.12 $492K 14,000

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