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CIK 0001642122 · Non-accelerated filer<br>Smaller reporting company

Associated Capital Group, Inc.

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Ticker
ACGP
Exchange
OTC
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
914-921-5135
Business address
191 MASON STREET, GREENWICH, CT, 06830
Former names
Gabelli Securities Group, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 96 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-06-25 GABELLI MARC Director Grant or award · Phantom RSA +10,000 $34.28 $343K 10,000
2024-06-25 JAMIESON DOUGLAS R President & CEO Grant or award · Phantom RSA +10,000 $34.28 $343K 54,200
2024-06-25 MCADAMS IAN J Chief Financial Officer Grant or award · Phantom RSA +4,000 $34.28 $137K 12,500
2024-06-25 Goldstein Peter D. Chief Legal Officer Grant or award · Phantom RSA +2,500 $34.28 $86K 9,900
2023-05-30 MCADAMS IAN J Interim Co-CFO Grant or award · Phantom RSA +4,000 $39.61 $158K 8,500
2023-05-30 Huvane Patrick Interim Co-CFO Grant or award · Phantom RSA +3,000 $39.61 $119K 3,000
2023-05-30 JAMIESON DOUGLAS R President & CEO Grant or award · Phantom RSA +12,000 $39.61 $475K 72,000
2023-05-30 Goldstein Peter D. Chief Legal Officer Grant or award · Phantom RSA +2,500 $39.61 $99K 9,500
2023-03-07 Wilson Elisa M. Director Other acquisition · Class B Common Stock +70,000 93,808
2023-03-07 GABELLI MARC Director Other acquisition · Class B Common Stock +70,000 81,018
2023-03-07 GABELLI MARIO J Executive Chairman Other disposition · Class B Common Stock −280,000 18,425,673
2023-03-07 GABELLI MARC Director Gift · Class B Common Stock +70,000 81,018
2023-03-07 Wilson Elisa M. Director Gift · Class B Common Stock +70,000 93,808
2023-03-07 GABELLI MARIO J Executive Chairman Gift · Class B Common Stock −280,000 18,425,673
2021-05-20 JAMIESON DOUGLAS R President & CEO Grant or award · Phantom RSA +32,000 $36.32 $1.2M 60,000
2021-05-20 Goldstein Peter D. Chief Legal Officer Grant or award · Phantom RSA +7,000 $36.32 $254K 7,000
2021-05-20 Schott Timothy Executive VP & CFO Grant or award · Phantom RSA +8,500 $36.32 $309K 8,500
2020-12-18 JAMIESON DOUGLAS R President & CEO Grant or award · Phantom RSA +14,000 $36.09 $505K 28,000
2020-08-11 GABELLI MARIO J Executive Chairman Gift −5,000 5,000
2018-08-08 JAMIESON DOUGLAS R President & CEO Grant or award · Phantom RSA +14,000 $35.12 $492K 14,000

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