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CIK 0001675149 · Large accelerated filer

Ticker
AA
Exchange
NYSE
Industry
Primary Production of Aluminum
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
811789115
Phone
412-315-2900
Business address
201 ISABELLA STREET, SUITE 500, PITTSBURGH, PA, 15212
Former names
Alcoa Upstream Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,131,859
in 3 filings

Net −$1,131,859. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2017-02-02 Beerman Molly S. Vice President and Controller Grant or award +3,680 4,156
2017-02-02 Heeter Jeffrey D. EVP, Gen. Counsel & Secretary Grant or award +3,990 35,151
2017-02-02 Heeter Jeffrey D. EVP, Gen. Counsel & Secretary Grant or award · Employee Stock Option (right to buy) +12,050 12,050
2017-01-17 Sigurdsson Tomas Mar Exec VP and COO Shares withheld for taxes −3,089 $32.64 $101K 46,501
2017-01-17 Heeter Jeffrey D. EVP, Gen. Counsel & Secretary Shares withheld for taxes −3,111 $32.64 $102K 31,161
2017-01-17 Fisher Leigh Ann Exec VP and CAO Shares withheld for taxes −1,000 $32.64 $33K 20,550
2016-12-01 ZEDILLO ERNESTO Director Grant or award +2,078 2,078
2016-12-01 Williams Steven W Director Grant or award +2,078 2,078
2016-12-01 Sitherwood Suzanne Director Grant or award +2,078 2,078
2016-12-01 Roberts Carol L Director Grant or award +2,078 2,078
2016-12-01 OWENS JAMES W Director Grant or award +2,078 3,189
2016-12-01 Nevels James E Director Grant or award +2,078 2,111
2016-12-01 MORRIS MICHAEL G Director Grant or award +2,078 5,424
2016-12-01 HUGHES JAMES ALTON Director Grant or award +2,078 2,078
2016-12-01 FULLER KATHRYN S Director Grant or award +2,078 2,078
2016-12-01 FLYNN TIMOTHY PATRICK Director Grant or award +2,078 2,078
2016-12-01 Citrino Mary Anne Director Grant or award +2,078 2,078
2016-11-14 Collins Robert Sean Exec VP and Controller Option exercise +4,012 $24.73 $99K 32,046
2016-11-14 Collins Robert Sean Exec VP and Controller Sale −4,012 $29.55 $119K 28,034
2016-11-14 Collins Robert Sean Exec VP and Controller Option exercise +18,271 $19.89 $363K 46,305

Page 34 of 35 · 687 trades