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CIK 0001675149 · Large accelerated filer

Ticker
AA
Exchange
NYSE
Industry
Primary Production of Aluminum
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
811789115
Phone
412-315-2900
Business address
201 ISABELLA STREET, SUITE 500, PITTSBURGH, PA, 15212
Former names
Alcoa Upstream Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,131,859
in 3 filings

Net −$1,131,859. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2017-02-02 Oplinger William F Executive VP & CFO Shares withheld for taxes −22,560 $37.68 $850K 102,111
2017-02-02 Oplinger William F Executive VP & CFO Grant or award · Employee Stock Option (right to buy) +32,130 32,130
2017-02-02 Sigurdsson Tomas Mar Exec VP and COO Grant or award +5,840 52,341
2017-02-02 Sigurdsson Tomas Mar Exec VP and COO Grant or award +1,784 54,125
2017-02-02 Sigurdsson Tomas Mar Exec VP and COO Grant or award +2,532 56,657
2017-02-02 Sigurdsson Tomas Mar Exec VP and COO Grant or award +5,356 62,013
2017-02-02 Sigurdsson Tomas Mar Exec VP and COO Shares withheld for taxes −2,954 $37.68 $111K 59,059
2017-02-02 Sigurdsson Tomas Mar Exec VP and COO Grant or award · Employee Stock Option (right to buy) +17,680 17,680
2017-02-02 Fisher Leigh Ann Exec VP and CAO Grant or award +3,650 24,200
2017-02-02 Fisher Leigh Ann Exec VP and CAO Grant or award +1,635 25,835
2017-02-02 Fisher Leigh Ann Exec VP and CAO Grant or award +1,268 27,103
2017-02-02 Fisher Leigh Ann Exec VP and CAO Grant or award +3,320 30,423
2017-02-02 Fisher Leigh Ann Exec VP and CAO Shares withheld for taxes −1,594 $37.68 $60K 28,829
2017-02-02 Fisher Leigh Ann Exec VP and CAO Grant or award · Employee Stock Option (right to buy) +11,050 11,050
2017-02-02 Harvey Roy Christopher Chief Exec Officer & Director Grant or award +29,200 46,980
2017-02-02 Harvey Roy Christopher Chief Exec Officer & Director Grant or award +3,109 50,089
2017-02-02 Harvey Roy Christopher Chief Exec Officer & Director Grant or award +8,436 58,525
2017-02-02 Harvey Roy Christopher Chief Exec Officer & Director Grant or award +25,652 84,177
2017-02-02 Harvey Roy Christopher Chief Exec Officer & Director Shares withheld for taxes −4,577 $37.68 $172K 79,600
2017-02-02 Harvey Roy Christopher Chief Exec Officer & Director Grant or award · Employee Stock Option (right to buy) +88,360 88,360

Page 33 of 35 · 687 trades