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CIK 0001675149 · Large accelerated filer

Ticker
AA
Exchange
NYSE
Industry
Primary Production of Aluminum
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
811789115
Phone
412-315-2900
Business address
201 ISABELLA STREET, SUITE 500, PITTSBURGH, PA, 15212
Former names
Alcoa Upstream Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,131,859
in 3 filings

Net −$1,131,859. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-04-04 ZEDILLO ERNESTO Director Grant or award +392 $46.92 $18K 8,054
2018-04-04 Williams Steven W Director Grant or award +639 $46.92 $30K 9,437
2018-04-04 FLYNN TIMOTHY PATRICK Director Grant or award +639 $46.92 $30K 9,618
2018-04-04 Citrino Mary Anne Director Grant or award +639 $46.92 $30K 6,492
2018-01-31 Sigurdsson Tomas Mar Exec VP and COO Sale −10,000 $51.37 $514K 46,832
2018-01-24 Sigurdsson Tomas Mar Exec VP and COO Grant or award +5,370 59,033
2018-01-24 Sigurdsson Tomas Mar Exec VP and COO Shares withheld for taxes −2,201 $53.30 $117K 56,832
2018-01-24 Sigurdsson Tomas Mar Exec VP and COO Grant or award · Employee Stock Option (right to buy) +13,420 13,420
2018-01-24 Oplinger William F Executive VP & CFO Grant or award +7,510 109,621
2018-01-24 Oplinger William F Executive VP & CFO Shares withheld for taxes −10,538 $53.30 $562K 99,083
2018-01-24 Oplinger William F Executive VP & CFO Grant or award · Employee Stock Option (right to buy) +18,770 18,770
2018-01-24 Heeter Jeffrey D. EVP, Gen. Counsel & Secretary Grant or award +4,510 33,899
2018-01-24 Heeter Jeffrey D. EVP, Gen. Counsel & Secretary Grant or award · Employee Stock Option (right to buy) +11,260 11,260
2018-01-24 Harvey Roy Christopher President, CEO & Director Grant or award +29,320 108,920
2018-01-24 Harvey Roy Christopher President, CEO & Director Shares withheld for taxes −4,833 $53.30 $258K 104,087
2018-01-24 Harvey Roy Christopher President, CEO & Director Grant or award · Employee Stock Option (right to buy) +73,290 73,290
2018-01-24 Fisher Leigh Ann Exec VP and CAO Grant or award +3,640 31,256
2018-01-24 Fisher Leigh Ann Exec VP and CAO Shares withheld for taxes −581 $53.30 $31K 30,675
2018-01-24 Fisher Leigh Ann Exec VP and CAO Grant or award · Employee Stock Option (right to buy) +9,090 9,090
2018-01-24 Beerman Molly S. Vice President and Controller Grant or award +2,720 6,876

Page 29 of 35 · 687 trades