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CIK 0001675149 · Large accelerated filer

Ticker
AA
Exchange
NYSE
Industry
Primary Production of Aluminum
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
811789115
Phone
412-315-2900
Business address
201 ISABELLA STREET, SUITE 500, PITTSBURGH, PA, 15212
Former names
Alcoa Upstream Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,131,859
in 3 filings

Net −$1,131,859. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-05-10 FULLER KATHRYN S Director Grant or award +4,792 12,869
2019-05-10 FLYNN TIMOTHY PATRICK Director Grant or award +4,792 20,075
2019-05-10 Citrino Mary Anne Director Grant or award +4,792 15,904
2019-04-03 Williams Steven W Director Grant or award +1,045 $28.69 $30K 15,102
2019-04-03 FLYNN TIMOTHY PATRICK Director Grant or award +1,045 $28.69 $30K 15,283
2019-02-20 Slaven John D EVP & Chief Strategy Officer Grant or award +6,840 6,840
2019-02-20 Slaven John D EVP & Chief Strategy Officer Grant or award · Employee Stock Option (right to buy) +18,400 18,400
2019-02-12 Heeter Jeffrey D. EVP, Gen. Counsel & Secretary Other acquisition · Phantom Stock Units +3,087 $28.32 $87K 9,346
2019-01-24 Harvey Roy Christopher President, CEO & Director Grant or award +57,230 161,317
2019-01-24 Harvey Roy Christopher President, CEO & Director Grant or award +8,679 169,996
2019-01-24 Harvey Roy Christopher President, CEO & Director Shares withheld for taxes −10,696 $27.96 $299K 159,300
2019-01-24 Harvey Roy Christopher President, CEO & Director Grant or award · Employee Stock Option (right to buy) +147,070 147,070
2019-01-24 Oplinger William F Executive VP & CFO Grant or award +11,450 110,533
2019-01-24 Oplinger William F Executive VP & CFO Grant or award +7,661 118,194
2019-01-24 Oplinger William F Executive VP & CFO Shares withheld for taxes −9,481 $27.96 $265K 108,713
2019-01-24 Oplinger William F Executive VP & CFO Grant or award · Employee Stock Option (right to buy) +29,420 29,420
2019-01-24 Fisher Leigh Ann EVP and Chief Admin. Officer Grant or award +7,160 36,081
2019-01-24 Fisher Leigh Ann EVP and Chief Admin. Officer Grant or award +1,123 37,204
2019-01-24 Fisher Leigh Ann EVP and Chief Admin. Officer Shares withheld for taxes −1,074 $27.96 $30K 36,130
2019-01-24 Fisher Leigh Ann EVP and Chief Admin. Officer Grant or award · Employee Stock Option (right to buy) +18,390 18,390

Page 26 of 35 · 687 trades