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CIK 0001675149 · Large accelerated filer

Ticker
AA
Exchange
NYSE
Industry
Primary Production of Aluminum
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
811789115
Phone
412-315-2900
Business address
201 ISABELLA STREET, SUITE 500, PITTSBURGH, PA, 15212
Former names
Alcoa Upstream Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,131,859
in 3 filings

Net −$1,131,859. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-05-08 HUGHES JAMES ALTON Director Grant or award +14,870 27,739
2020-05-08 FULLER KATHRYN S Director Grant or award +14,870 27,739
2020-05-08 FLYNN TIMOTHY PATRICK Director Grant or award +14,870 45,631
2020-05-08 Citrino Mary Anne Director Grant or award +14,870 30,774
2020-04-17 Nevels James E Director Purchase +200 $7.32 $1K 13,102
2020-04-03 Williams Steven W Director Grant or award +5,025 $5.97 $30K 29,242
2020-04-03 FLYNN TIMOTHY PATRICK Director Grant or award +5,862 $5.97 $35K 30,761
2020-03-03 Kahrs Benjamin D EVP & Chief Innovation Officer Other acquisition · Phantom Stock Units +4,368 $13.37 $58K 4,368
2020-02-03 Reyes Timothy D. EVP & Chief Commercial Officer Shares withheld for taxes −727 $14.24 $10K 55,899
2020-02-03 Oplinger William F EVP & CFO Shares withheld for taxes −3,275 $14.24 $47K 144,729
2020-02-03 O'Neill Michelle L EVP & Chief Ext. Aff. Officer Shares withheld for taxes −989 $14.24 $14K 30,192
2020-02-03 Kahrs Benjamin D EVP & Chief Innovation Officer Shares withheld for taxes −1,730 $14.24 $25K 33,924
2020-02-03 Heeter Jeffrey D. EVP & Gen. Counsel Shares withheld for taxes −1,348 $14.24 $19K 59,319
2020-02-03 Harvey Roy Christopher President, CEO & Director Shares withheld for taxes −8,279 $14.24 $118K 347,461
2020-02-03 Fisher Leigh Ann EVP & Chief H.R. Officer Shares withheld for taxes −1,083 $14.24 $15K 59,607
2020-02-03 Beerman Molly S. Senior VP & Controller Shares withheld for taxes −1,244 $14.24 $18K 21,402
2020-01-27 Beerman Molly S. Senior VP & Controller Grant or award +7,510 27,993
2020-01-23 Slaven John D EVP & Chief Operations Officer Grant or award +24,560 31,400
2020-01-23 Reyes Timothy D. EVP & Chief Commercial Officer Grant or award +24,560 56,626
2020-01-23 Oplinger William F EVP & CFO Grant or award +39,290 148,004

Page 24 of 35 · 687 trades