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CIK 0001675149 · Large accelerated filer

Ticker
AA
Exchange
NYSE
Industry
Primary Production of Aluminum
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
811789115
Phone
412-315-2900
Business address
201 ISABELLA STREET, SUITE 500, PITTSBURGH, PA, 15212
Former names
Alcoa Upstream Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,131,859
in 3 filings

Net −$1,131,859. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2021-01-25 Oplinger William F EVP & CFO Shares withheld for taxes −2,351 $19.34 $45K 142,378
2021-01-25 Kahrs Benjamin D EVP & Chief Innovation Officer Shares withheld for taxes −1,392 $19.34 $27K 32,532
2021-01-25 Heeter Jeffrey D. EVP & Gen. Counsel Shares withheld for taxes −1,524 $19.34 $29K 57,795
2021-01-25 Harvey Roy Christopher President, CEO & Director Shares withheld for taxes −8,475 $19.34 $164K 338,986
2021-01-25 Elam Harden Sonya EVP & Chief Ext. Aff. Officer Shares withheld for taxes −763 $19.34 $15K 14,047
2021-01-25 Beerman Molly S. Senior VP & Controller Shares withheld for taxes −919 $19.34 $18K 20,483
2021-01-06 Williams Steven W Director Grant or award +1,190 $25.21 $30K 52,995
2021-01-06 FLYNN TIMOTHY PATRICK Director Grant or award +1,388 $25.21 $35K 55,567
2020-12-02 Jones Tammi A EVP & CHRO Sale −1,500 $21.19 $32K 3,750
2020-11-17 Nevels James E Director Purchase +200 $17.29 $3K 31,936
2020-10-19 Nevels James E Director Purchase +200 $12.75 $3K 31,736
2020-10-05 Williams Steven W Director Grant or award +2,514 $11.93 $30K 51,805
2020-10-05 FLYNN TIMOTHY PATRICK Director Grant or award +2,933 $11.93 $35K 54,179
2020-09-24 ZEDILLO ERNESTO Director Grant or award +2,564 33,976
2020-09-24 Williams Steven W Director Grant or award +2,564 49,291
2020-09-24 Sitherwood Suzanne Director Grant or award +2,564 30,303
2020-09-24 Roberts Carol L Director Grant or award +2,564 30,303
2020-09-24 Nevels James E Director Grant or award +2,564 31,536
2020-09-24 MORRIS MICHAEL G Director Grant or award +2,564 33,649
2020-09-24 HUGHES JAMES ALTON Director Grant or award +2,564 30,303

Page 22 of 35 · 687 trades