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CIK 0001675149 · Large accelerated filer

Ticker
AA
Exchange
NYSE
Industry
Primary Production of Aluminum
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
811789115
Phone
412-315-2900
Business address
201 ISABELLA STREET, SUITE 500, PITTSBURGH, PA, 15212
Former names
Alcoa Upstream Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,131,859
in 3 filings

Net −$1,131,859. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2023-05-09 Roberts Carol L Director Grant or award +4,382 41,391
2023-05-09 Gorman Thomas Joseph Director Grant or award +4,382 11,088
2023-05-09 HUGHES JAMES ALTON Director Grant or award +4,382 41,391
2023-05-09 Fiore Pasquale Director Grant or award +4,382 28,522
2023-05-09 Citrino Mary Anne Director Grant or award +4,382 44,426
2023-04-05 Williams Steven W Director Grant or award +1,775 $39.43 $70K 73,754
2023-02-08 Harvey Roy Christopher President, CEO & Director Sale −30,000 $51.34 $1.5M 950,140
2023-02-01 Bacchi Renato EVP & CSIO Sale −10,000 $53.50 $535K 59,567
2023-01-31 Elam Harden Sonya EVP & Chief Ext. Aff. Officer Sale −4,514 $51.87 $234K 29,427
2023-01-30 Oplinger William F EVP & CFO Sale −0.23 $52.75 $12 71,560
2023-01-27 Oplinger William F EVP & CFO Option exercise +9,807 $27.96 $274K 206,004.23
2023-01-27 Oplinger William F EVP & CFO Sale −134,444 $53.04 $7.1M 71,560.23
2023-01-27 Oplinger William F EVP & CFO Option exercise · Employee Stock Option (right to buy) −9,807 0
2023-01-27 Heeter Jeffrey D. EVP & Gen. Counsel Sale −40,130 $51.21 $2.1M 37,840
2023-01-25 Thomas Kelly R. EVP & Chief Commercial Officer Grant or award +7,670 13,330
2023-01-25 Thomas Kelly R. EVP & Chief Commercial Officer Grant or award +1,920 15,250
2023-01-25 Slaven John D EVP & Chief Operations Officer Grant or award +65,870 110,816
2023-01-25 Slaven John D EVP & Chief Operations Officer Shares withheld for taxes −25,977 $52.19 $1.4M 84,839
2023-01-25 Oplinger William F EVP & CFO Grant or award +13,800 130,285.23
2023-01-25 Oplinger William F EVP & CFO Grant or award +3,450 133,735.23

Page 10 of 35 · 687 trades